Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Richard? Claim Your ProfileRichard Mattison Mahon is an investment advisor representative with LPL Financial LLC. Richard has been in the industry since 1981 and has held previous positions with UBS Financial Services Inc., J.C. Bradford & Co., and Interstate/Johnson Lane Corporation. Richard has a strong background in financial planning, portfolio management, and consulting. Richard is registered with the Securities and Exchange Commission and holds a Series 7, Series 24, Series 63, and Series 65 license. Richard is committed to providing clients with personalized financial advice and investment strategies tailored to their individual needs.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
SC
10/14/2013 - Present
LPL Financial LLC (SPARTANBURG SC)
NJ
08/14/2000 - 03/11/2004
UBS FINANCIAL SERVICES INC. (WEEHAWKEN NJ)
NY
04/24/1991 - 08/14/2000
J.C. BRADFORD & CO. (NEW YORK NY)
NC
07/21/1986 - 05/03/1991
INTERSTATE/JOHNSON LANE CORPORATION (CHARLOTTE NC)
NA
03/23/1981 - 09/18/1985
J.C. BRADFORD & CO.
IA
Issued 11/12/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 02/26/1985
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/19/2004
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/21/1981
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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