Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Richard? Claim Your ProfileRichard Sneed is a financial advisor at PFS Investments Inc. Richard has been in the industry since June 1985 and is registered to provide investment advice in Kentucky and Texas. Richard is also licensed to sell securities in 19 states. Richard holds the Series 6, 63, 26, and 65 securities licenses. Richard has a record of providing investment advice and financial planning services to individuals, high-net-worth individuals, and corporations.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
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2
KY
02/04/2019 - Present
PFS Investments Inc. (LOUISVILLE KY)
IA
Issued 05/17/2012
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/25/1985
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/03/1988
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/26/1985
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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