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Richard Matthew Haerle

Needham & Company, LLC

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About Richard Matthew Haerle

Richard Haerle is an experienced financial professional with over 15 years of experience in the securities industry. Richard currently works at Needham & Company, LLC, where he provides a wide range of financial services to clients. Richard began his career at Morgan Stanley & Co., Incorporated and has since held positions at Morgan Stanley & Co. LLC and Deutsche Bank Securities Inc. Richard holds Series 7, Series 63, and Series 66 licenses.

Firm Information

Richard Haerle is currently registered with Needham & Company, LLC. Needham & Company, LLC is a Limited Liability Company formed in 2005 and headquartered in New York, NY. The firm provides securities research and is registered with the SEC and in all 50 states and the District of Columbia.
Needham & Company, LLC

250 PARK AVENUE

NEW YORK, NY 10177

Not reported

Assets Under Management

Not reported

Total Clients

121

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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securities research

Securities research

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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commissions

Earned based on transactions or products sold.

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other

Pursuant to csa agreements

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Richard Haerle’s Registration & Firm History

NY

12/03/2021 - Present

Needham & Company, LLC (NEW YORK NY)

NY

09/19/2014 - 05/18/2018

DEUTSCHE BANK SECURITIES INC. (NEW YORK NY)

NY

07/01/2008 - 10/04/2014

MORGAN STANLEY & CO. LLC (NEW YORK NY)

NY

10/09/2001 - 06/21/2005

MORGAN STANLEY & CO., INCORPORATED (NEW YORK NY)

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Licenses & Designations

BC

Issued 11/12/2021

Series 63 - Uniform Securities Agent State Law Examination

BOTH

Issued 10/17/2001

Series 66 - Uniform Combined State Law Examination

BC

Issued 05/18/2018

SIE - Securities Industry Essentials Examination

BC

Issued 06/30/2008

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

C

Cboe BYX Exchange, Inc.

C

Cboe BZX Exchange, Inc.

F

FINRA

I

Investors' Exchange LLC

N

NYSE Arca, Inc.

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Richard Matthew Haerle.
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