Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Richard? Claim Your ProfileRichard Decker is a financial advisor with Principal Securities, Inc. Richard has been working in the financial services industry since 2007. Richard holds the Series 6, 7, 24, 51 and 66 licenses as well as the SIE exam. Richard is a Certified Financial Planner. Richard works with individuals and families.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Seminar fees, solicitors fees, subscription consulting fees
1
2
FL
01/03/2023 - Present
Principal Securities, Inc. (LUTZ FL)
FL
01/13/2020 - 12/16/2022
LPL FINANCIAL LLC (LUTZ FL)
FL
05/09/2018 - 12/11/2019
RAYMOND JAMES & ASSOCIATES, INC. (ST. PETERSBURG FL)
FL
07/07/2017 - 12/11/2019
RAYMOND JAMES FINANCIAL SERVICES, INC. (ST PETERSBURG FL)
FL
03/05/2014 - 06/08/2017
USAA FINANCIAL ADVISORS, INC. (TAMPA FL)
FL
03/13/2008 - 07/31/2013
TRUSTMONT FINANCIAL GROUP, INC. (LARGO FL)
FL
04/20/2007 - 09/13/2007
E*TRADE SECURITIES LLC (TAMPA FL)
FL
12/08/2006 - 03/20/2007
T. ROWE PRICE INVESTMENT SERVICES, INC. (TAMPA FL)
BOTH
Issued 04/23/2011
Series 66 - Uniform Combined State Law Examination
BC
Issued 02/27/2007
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/01/2016
Series 51 - Municipal Fund Securities Principal Examination
BC
Issued 11/17/2015
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/27/2007
Series 7 - General Securities Representative Examination
BC
Issued 12/07/2006
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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