Unclaimed
Richard Mathew Fields is a financial professional based in Germantown, TN. Richard is currently registered with Farmers Financial Solutions, LLC in Germantown, TN. Richard has 8 years of experience in the financial services industry. Richard is a licensed Series 6, Series 63 and SIE. Richard previously worked at Cambridge Investment Research, Inc. and MML Investors Services, LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
TN
02/05/2018 - Present
Farmers Financial Solutions, LLC (GERMANTOWN TN)
TN
05/08/2017 - 01/25/2018
CAMBRIDGE INVESTMENT RESEARCH, INC. (Memphis TN)
TN
02/06/2014 - 03/16/2016
MML INVESTORS SERVICES, LLC (MEMPHIS TN)
BC
Issued 07/26/2014
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/06/2014
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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