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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Richard? Claim Your ProfileRichard Masucci is a financial advisor registered with Merrill Lynch, Pierce, Fenner & Smith Inc. Richard has over 14 years of experience in the financial services industry. Richard specializes in Portfolio Management for Businesses, Portfolio Management for Individuals, and Selection of Other Advisors. Richard is licensed in 53 states and jurisdictions and holds a Series 7, Series 63, Series 55, Series 3, Series 57TO, and SIE. Richard also holds a Series 65 registration in Texas.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
RI
06/20/2024 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (PROVIDENCE RI)
MA
12/10/2019 - 06/07/2024
BOFA SECURITIES, INC. (BOSTON MA)
MA
03/01/2018 - 10/10/2019
UBS SECURITIES LLC (BOSTON MA)
MA
09/04/2012 - 08/27/2018
UBS FINANCIAL SERVICES INC. (BOSTON MA)
MA
03/17/2011 - 09/04/2012
UBS SECURITIES LLC (BOSTON MA)
MA
04/10/2009 - 02/04/2010
BLUE TRADING, LLC (BOSTON MA)
IA
Issued 06/21/2024
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 04/17/2009
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/06/2011
Series 3 - National Commodity Futures Examination
BC
Issued 04/30/2009
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 04/09/2009
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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