Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Richard? Claim Your ProfileRichard Marvin Gant is a financial professional with over 17 years of experience in the industry. Richard is currently registered with Fidelity Brokerage Services LLC and has been with the firm since October 2007. Previously, Richard was employed by CITIGROUP GLOBAL MARKETS INC. and CITICORP INVESTMENT SERVICES. Richard holds FINRA Series 7, 9, 10, 63 and SIE licenses. Richard Gant is registered to conduct business in all 50 states and the District of Columbia.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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KY
10/04/2007 - Present
Fidelity Brokerage Services LLC (COVINGTON KY)
KY
05/29/2007 - 07/23/2007
CITIGROUP GLOBAL MARKETS INC. (FLORENCE KY)
KY
05/10/2005 - 05/29/2007
CITICORP INVESTMENT SERVICES (FLORENCE KY)
BC
Issued 05/18/2005
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/04/2014
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 11/12/2014
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/09/2005
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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