Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Richard? Claim Your ProfileRichard Martinez Ramirez is a financial professional with over 30 years of experience in the industry. Richard currently works for Hilltop Securities Inc. where he is a registered representative. Previously, Richard worked for firms like First Southwest Company, LLC, Goldman, Sachs & Co., J.P. Morgan Securities Inc., and Chase Securities of Texas, Inc. Richard has extensive experience in several areas of finance, including securities, investment banking, and operations. Richard holds several licenses and certifications, including the Series 7, Series 24, Series 50, Series 53, and Series 27 exams. Richard is dedicated to providing high-quality financial advice and services to individuals, families, and businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
12b-1 fees
1
2
TX
01/22/2016 - Present
Hilltop Securities Inc. (AUSTIN TX)
TX
11/17/2008 - 01/22/2016
FIRST SOUTHWEST COMPANY, LLC (AUSTIN TX)
TX
10/14/2003 - 12/31/2008
GOLDMAN, SACHS & CO. (HOUSTON TX)
NY
06/05/2001 - 10/10/2002
J.P. MORGAN SECURITIES INC. (NEW YORK NY)
TX
04/30/1997 - 06/15/2001
CHASE SECURITIES OF TEXAS, INC. (HOUSTON TX)
NY
10/01/1997 - 04/06/2000
CHASE SECURITIES INC. (NEW YORK NY)
MO
08/06/1996 - 04/17/1997
A. G. EDWARDS & SONS, INC. (ST. LOUIS MO)
TN
04/27/1988 - 07/31/1996
APEX SECURITIES, INC. (NASHVILLE TN)
NA
01/19/1988 - 03/23/1988
MASTERSON & COMPANY
BC
Issued 02/11/1988
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/30/1991
Series 27 - Financial and Operations Principal Examination
BC
Issued 05/15/1990
Series 53 - Municipal Securities Principal Examination
BC
Issued 08/29/1988
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/22/2016
Series 50 - Municipal Advisor Representative Qualification Exam
BC
Issued 01/16/1988
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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