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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Richard? Claim Your ProfileRichard Martin Sotell is a financial advisor with Commonwealth Financial Network in Burlington, MA. Richard Sotell has been in the industry since 1977 and currently holds Series 63, Series 26, Series 6TO, Series 7TO, and SIE licenses. Richard Sotell also holds a Certified Financial Planner designation. Richard Sotell has previously been registered with Donegal Securities, Inc., Nutmeg Securities, Ltd., Epsilon Management Services, Inc., New England Securities, and John Hancock Mutual Life Insurance Company.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
MA
08/13/2018 - Present
Commonwealth Financial Network (BURLINGTON MA)
MA
01/12/2004 - 11/30/2018
DONEGAL SECURITIES, INC. (WELLESLEY MA)
NY
06/27/2002 - 01/23/2004
NUTMEG SECURITIES, LTD. (NEW YORK NY)
MA
03/27/1997 - 08/01/2002
EPSILON MANAGEMENT SERVICES, INC. (WELLESLEY MA)
NY
08/22/1977 - 12/31/1996
NEW ENGLAND SECURITIES (NEW YORK NY)
MA
06/02/1994 - 10/17/1995
JOHN HANCOCK MUTUAL LIFE INSURANCE COMPANY (BOSTON MA)
MA
02/10/1982 - 04/14/1994
JOHN HANCOCK MUTUAL LIFE INSURANCE COMPANY (BOSTON MA)
BC
Issued 03/17/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/20/2003
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 01/02/2023
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 05/28/2019
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/13/1977
Series 1 - Registered Representative Examination
Active
Inactive
F
FINRA
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