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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Richard? Claim Your ProfileRichard Potashner is a financial advisor with over 30 years of experience in the industry. He has held various roles at different firms, including Merrill Lynch, Pierce, Fenner & Smith Incorporated, Shearson Lehman Hutton Inc., and E. F. Hutton & Company Inc. He joined Morgan Stanley in 2014. Richard holds the Series 3, 7, and 63 securities licenses as well as the Series 65 Investment Advisor license. Richard provides financial advice to individuals, high-net-worth individuals, corporations, and other business entities. He offers a variety of services including asset allocation, financial planning, and portfolio management.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
UT
09/22/2014 - Present
Morgan Stanley (Salt Lake City UT)
UT
11/05/1988 - 09/23/2014
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (SALT LAKE CITY UT)
NA
02/15/1988 - 11/10/1988
SHEARSON LEHMAN HUTTON INC.
NA
12/23/1985 - 02/15/1988
E. F. HUTTON & COMPANY INC
IA
Issued 09/08/1993
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/27/1985
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/31/1986
Series 3 - National Commodity Futures Examination
BC
Issued 12/21/1985
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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