Unclaimed
Richard King has been in the financial industry since 1988. Richard is a registered representative with City Capital Advisors, LLC. Richard has experience working in various roles at different firms including Massie Capital, LTD., and William Blair & Company L.L.C..
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
IL
07/30/2007 - Present
City Capital Advisors, LLC (CHICAGO IL)
TX
10/20/2006 - 12/21/2007
MASSIE CAPITAL, LTD. (FLOWERMOUND TX)
IL
12/22/1987 - 03/21/2006
WILLIAM BLAIR & COMPANY L.L.C. (CHICAGO IL)
BC
Issued 07/29/1991
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/30/1995
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/19/1987
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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