Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Richard? Claim Your ProfileRichard Roberts is a financial advisor at Osaic Wealth, Inc. Richard has over 40 years of experience in the financial services industry. Richard holds Series 7 and Series 63 licenses and has passed the SIE exam. Richard is registered in Arizona, California, Florida, Idaho, Montana, Oregon, Virginia and Washington. Richard specializes in providing financial planning, pension consulting, educational seminars, selection of other advisers, and portfolio management for businesses and individuals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
WA
06/14/2024 - Present
Osaic Wealth, Inc. (RICHLAND WA)
WA
11/18/1994 - 06/14/2024
SECURITIES AMERICA, INC. (RICHLAND WA)
IL
07/09/1987 - 11/28/1994
INVESTORS BROKERAGE SERVICES, INC. (ELGIN IL)
NA
07/11/1986 - 12/31/1988
SOUTHMARK FINANCIAL SERVICES, INC.
NA
09/30/1985 - 12/31/1988
SOUTHMARK FINANCIAL SERVICES, INC.
NA
04/25/1986 - 06/23/1986
CORTES & SANTILLIE, INC.
NA
09/27/1983 - 09/30/1985
FREEMAN FINANCIAL SERVICES CORPORATION
NA
04/25/1983 - 09/19/1983
INVESTORS BROKERAGE SERVICES, INC.
NA
10/05/1981 - 06/08/1982
M. S. WIEN & CO., INC.
BC
Issued 06/03/1983
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/19/1981
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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