Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Richard? Claim Your ProfileRichard Bagley is a financial advisor with Wells Fargo Clearing Services, LLC, a firm with over $10 billion - $50 billion in assets under management. Richard has been in the industry since March 1, 2017, and is registered in Virginia, Texas, and several other states. Richard is a licensed Investment Advisor Representative and a registered representative with FINRA. Richard specializes in providing financial planning services to individuals and businesses. Richard is also a Treasurer for Peninsula Sports Club, a position that Richard holds in addition to working at Wells Fargo Clearing Services. Richard has held previous roles with Hampton Roads Academy Athletic Department, Produce Source Partners and Hampden-Sydney College.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
VA
05/26/2017 - Present
Wells Fargo Clearing Services, LLC (NEWPORT NEWS VA)
BOTH
Issued 05/26/2017
Series 66 - Uniform Combined State Law Examination
BC
Issued 05/31/2024
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/02/2017
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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