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Richard Maroon Ina

NEW Edge Wealth

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About Richard Maroon Ina

Richard Maroon Ina is a financial advisor with over 30 years of experience in the industry. Richard is currently registered with New Edge Wealth and has held previous positions with UBS Financial Services Inc., Wells Fargo Investments, LLC, BANC of America Investment Services, Inc., Merrill Lynch, Pierce, Fenner & Smith Incorporated, Smith Barney Inc., Lehman Brothers Inc., AT Investment Services Corp. and Kidder, Peabody & Co. Incorporated. Richard is a Series 7, Series 31, Series 63 and Series 65 licensed professional. Richard specializes in providing financial planning, pension consulting, selection of other advisors, portfolio management for businesses, and portfolio management for individuals. Richard also offers advisory services for pooled investment vehicles.

Firm Information

Richard Ina is currently registered with NEW Edge Wealth. NEW Edge Wealth is a registered investment advisor headquartered in Stamford, CT. With over 80 investment professionals, the firm manages over $8.6 billion in assets for high-net-worth individuals, families, trusts, foundations, and institutional clients. They offer a comprehensive range of services, including financial planning, portfolio management, and pension consulting. The firm also provides investment advisory services to pooled investment vehicles, corporations, and other businesses. NEW Edge Wealth is committed to providing clients with personalized investment solutions designed to meet their specific financial goals.
NEW Edge Wealth

2200 ATLANTIC STREET

STAMFORD, CT 06902

$8.61B

Assets Under Management

18

Total Clients

84

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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commissions

Earned based on transactions or products sold.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Richard Ina’s Registration & Firm History

CT

06/04/2023 - Present

NEW Edge Wealth (STAMFORD CT)

TN

01/08/2010 - 06/13/2023

UBS FINANCIAL SERVICES INC. (Franklin TN)

CA

11/30/2004 - 01/20/2010

WELLS FARGO INVESTMENTS, LLC (SAN DIEGO CA)

MA

08/14/2003 - 11/22/2004

BANC OF AMERICA INVESTMENT SERVICES, INC. (BOSTON MA)

NY

06/19/1998 - 08/12/2003

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)

NY

07/31/1993 - 06/04/1998

SMITH BARNEY INC. (NEW YORK NY)

NY

04/20/1989 - 07/31/1993

LEHMAN BROTHERS INC. (NEW YORK NY)

NA

09/06/1988 - 03/20/1989

AT INVESTMENT SERVICES CORP.

NA

11/25/1987 - 08/23/1988

KIDDER, PEABODY & CO. INCORPORATED

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Licenses & Designations

IA

Issued 08/26/1992

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 12/07/1987

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 05/03/2010

Series 31 - Futures Managed Funds Examination

BC

Issued 11/21/1987

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq Stock Market

Disclosures

There are 2 public disclosures for Richard Maroon Ina. Review regulatory record here.
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