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Richard Mark Slamowitz

THE Leaders Group, Inc.

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About Richard Mark Slamowitz

Richard Mark Slamowitz is a financial advisor who has been in the industry since September 8, 1989. Richard is currently registered with The Leaders Group, Inc. and holds Series 6, 7, 24, and 63 licenses. Richard has a diverse background in the financial services industry, having previously worked at firms such as Transamerica Financial Advisors, Inc., Jefferson Pilot Securities Corporation, OWR Equity Corp., Pruco Securities Corporation, and The Prudential Insurance Company of America.

Firm Information

Richard Slamowitz is currently registered with THE Leaders Group, Inc.. THE Leaders Group, Inc. is a Corporation registered in 52 states and the District of Columbia, with an approved SEC registration. Formed on July 14, 1994, the firm has a history of providing financial services.

Not reported

Assets Under Management

Not reported

Total Clients

854

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Richard Slamowitz’s Registration & Firm History

CO

05/02/2016 - Present

THE Leaders Group, Inc. (LITTLETON CO)

FL

09/04/2009 - 04/04/2011

TRANSAMERICA FINANCIAL ADVISORS, INC (ST. PETERSBURG FL)

CA

04/21/2008 - 09/04/2009

TRANSAMERICA FINANCIAL ADVISORS, INC. (LOS ANGELES CA)

NJ

06/04/2002 - 04/07/2008

JEFFERSON PILOT SECURITIES CORPORATION (LAWRENCEVILLE NJ)

NJ

04/09/1997 - 06/04/2002

OWR EQUITY CORP. (OAKLAND NJ)

NJ

12/14/1990 - 01/17/1997

PRUCO SECURITIES CORPORATION (NEWARK NJ)

NJ

12/14/1990 - 12/10/1993

THE PRUDENTIAL INSURANCE COMPANY OF AMERICA (NEWARK NJ)

NA

07/13/1984 - 05/23/1986

NEL EQUITY SERVICES CORPORATION

NA

10/16/1979 - 07/09/1984

NEW YORK LIFE VARIABLE CONTRACTS CORPORATION

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Licenses & Designations

BC

Issued 06/27/2016

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 05/06/2002

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 05/02/2016

Series 6 - Investment Company Products/Variable Contracts Representative Examination

BC

Issued 11/21/2000

Series 7 - General Securities Representative Examination

BC

Issued 10/05/1979

Series 1 - Registered Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Richard Mark Slamowitz.
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