Unclaimed
Richard Mark Rhymaun is a financial professional with over twenty years of experience in the industry. Richard is currently registered with Empower Financial Services, Inc. and is licensed in 46 states. Richard previously worked with a number of firms including American Funds Distributors, Inc., Transamerica Investors Securities Corporation, John Hancock Distributors LLC, GWFS Equities, Inc., Morgan Stanley & Co. Incorporated, Morgan Stanley DW Inc., and Diversified Investors Securities Corp. Richard has held several licenses and passed the Series 63, Series 26, SIE, and Series 6 exams. Richard is located in Boston, MA, and is available to discuss your financial needs.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
MA
09/29/2021 - Present
Empower Financial Services, Inc. (Boston MA)
IN
04/20/2016 - 09/14/2021
AMERICAN FUNDS DISTRIBUTORS, INC. (CARMEL IN)
CO
07/20/2012 - 03/31/2016
TRANSAMERICA INVESTORS SECURITIES CORPORATION (DENVER CO)
MA
08/06/2010 - 03/25/2011
JOHN HANCOCK DISTRIBUTORS LLC (BOSTON MA)
CO
08/21/2008 - 07/29/2010
GWFS EQUITIES, INC. (GREENWOOD VILLAGE CO)
NY
04/02/2007 - 07/29/2008
MORGAN STANLEY & CO. INCORPORATED (PURCHASE NY)
NY
05/24/2005 - 04/02/2007
MORGAN STANLEY DW INC. (PURCHASE NY)
NY
12/12/2000 - 05/11/2005
DIVERSIFIED INVESTORS SECURITIES CORP. (HARRISON NY)
BC
Issued 02/17/2009
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/21/2015
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/11/2000
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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