Unclaimed
Richard Jennissen is an investment advisor representative with Cetera Investment Advisers LLC. Richard has been in the financial industry since 1994, and is registered with the Securities and Exchange Commission (SEC) as a registered investment advisor. Richard's firm has offices in Sauk Centre, Minnesota. Richard's firm provides a variety of financial services, including financial planning, portfolio management, pension consulting and selection of other advisors.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
MN
01/12/2023 - Present
Cetera Investment Advisers LLC (SAUK CENTRE MN)
MN
07/13/1993 - 12/31/1994
FBS INVESTMENT SERVICES, INC. (SAINT PAUL MN)
IA
Issued 11/16/2015
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 7/8/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 3/12/1996
Series 7 - General Securities Representative Examination
BC
Issued 7/8/1993
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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