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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Richard? Claim Your ProfileRichard Fitzpatrick is a financial advisor with Morgan Stanley. Richard has been in the securities industry since 2002. Richard has a Series 66, Series 7, Series 31 and SIE. Richard is registered with the state of Delaware, Texas and 26 other states. Richard has over 20 years of experience providing financial advice to individuals, corporations, investment clubs, insurance companies, charitable organizations, state or municipal government entities and pension and profit-sharing plans.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
DE
04/08/2020 - Present
Morgan Stanley (Greenville DE)
DE
04/02/2007 - 06/01/2009
MORGAN STANLEY & CO. INCORPORATED (WILMINGTON DE)
DE
07/08/2002 - 04/02/2007
MORGAN STANLEY DW INC. (WILMINGTON DE)
BOTH
Issued 07/25/2002
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/15/2002
Series 31 - Futures Managed Funds Examination
BC
Issued 07/05/2002
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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