Unclaimed
Richard Feldman is a securities professional with over 25 years of experience in the industry. Richard has a broad range of experience in the securities industry including roles at Tangent Capital Partners, LLC, EDG Capital LLC, Think Alpha Securities, LLC, Decheque Securities LLC, Alphaledger Markets, Inc., Coinbase Capital Markets Corp., Fintron Invest, Commonwealth Australia Securities LLC, Access Securities, LLC, Betterment Securities, Pacific Alliance Associates LLC, Exemplar Capital, LLC, and Boreal Capital Securities LLC. Richard is currently registered as a securities professional in New Jersey and New York. Richard is also registered as a principal with Tangent Capital Partners, LLC. Richard holds the following licenses: Series 7, Series 27, Series 63, Series 99TO, and the SIE. Richard is a valuable resource for investors seeking securities advice.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NJ
06/26/2024 - Present
Tangent Capital Partners, LLC (SHORT HILLS NJ)
FL
05/02/2012 - 04/22/2024
BOREAL CAPITAL SECURITIES LLC (MIAMI FL)
NY
05/02/2021 - 01/08/2024
COINBASE SECURITIES, INC. (NEW YORK NY)
NY
04/07/2020 - 07/11/2023
TEMPLUM MARKETS LLC (NEW YORK NY)
NY
10/21/2020 - 01/11/2023
YIELDX SECURITIES (MANHASSET NY)
VT
06/30/2011 - 11/06/2022
STANWICH ADVISORS LLC (STOWE VT)
NJ
09/28/2016 - 10/26/2021
THE JEFFREY MATTHEWS FINANCIAL GROUP, L.L.C. (FLORHAM PARK NJ)
NY
07/05/2016 - 03/25/2021
COINBASE SECURITIES, INC. (NEW YORK NY)
NY
03/16/2016 - 03/25/2021
COINBASE CAPITAL MARKETS CORP (NEW YORK NY)
GA
11/26/2018 - 12/04/2020
SOUTHERN TRUST SECURITIES, INC. (LAWRENCEVILLE GA)
UT
01/11/2017 - 04/28/2020
ELEFANT MARKETS (SALT LAKE CITY, UT)
NY
06/07/2016 - 11/14/2018
LEVY, HARKINS & CO., INC. (NEW YORK NY)
NY
07/25/2013 - 10/31/2016
STOCKKINGS CAPITAL LLC (NEW YORK NY)
MA
10/02/2012 - 04/13/2016
CRC CAPITAL MARKETS LLC (DUXBURY MA)
NY
07/06/2011 - 04/04/2016
GLOBAL STRATEGIC INVESTMENTS, LLC (BROOKLYN NY)
NY
05/15/2012 - 01/18/2016
VENOVATE MARKETPLACE, INC. (NEW YORK NY)
NY
06/14/2012 - 10/30/2015
BONWICK CAPITAL PARTNERS, LLC (NEW YORK NY)
OR
07/25/2014 - 09/09/2015
PAULSON INVESTMENT COMPANY LLC (PORTLAND OR)
CT
07/01/2014 - 04/03/2015
HEDGEBAY SECURITIES LLC (WESTPORT CT)
NY
01/23/2013 - 06/10/2014
GRENEL & CO., LLC (NEW YORK NY)
NY
06/21/2013 - 07/19/2013
BRITANNICA CAPITAL PARTNERS, LLC (NEW YORK NY)
MA
12/01/2011 - 04/12/2013
NORTHEASTERN FINANCIAL GROUP, INCORPORATED (NEWTON MA)
NY
04/28/2011 - 06/16/2011
ICM CAPITAL MARKETS LTD. (NEW YORK NY)
NY
01/16/2009 - 03/10/2011
GLOBAL ARENA CAPITAL CORP (NEW YORK NY)
CT
06/26/2008 - 09/11/2008
PINERIDGE CAPITAL LLC (GREENWICH CT)
NY
01/06/2005 - 10/16/2006
SCHOTTENFELD GROUP LLC (NEW YORK NY)
NY
11/26/2003 - 07/08/2004
GRANDWOOD SECURITIES LLC (BROOKLYN NY)
NJ
11/16/1999 - 04/11/2002
BUYANDHOLD SECURITIES CORPORATION (EDISON NJ)
NY
10/14/1998 - 10/21/1999
EARLYBIRDCAPITAL.COM INC. (MELVILLE NY)
NY
10/14/1998 - 10/19/1999
GKN SECURITIES CORP. (NEW YORK NY)
FL
10/14/1998 - 10/19/1999
SHOCHET SECURITIES INC. (BOCA RATON FL)
NY
12/10/1997 - 10/12/1998
SIEBERT, BRANDFORD, SHANK & CO., L.L.C. (NEW YORK NY)
NY
12/04/1997 - 10/12/1998
MURIEL SIEBERT & CO., INC. (NEW YORK NY)
NY
04/04/1997 - 10/29/1997
CONTINENTAL BROKER-DEALER CORP. (CARLE PLACE NY)
NY
07/12/1994 - 04/25/1997
AMERICORP SECURITIES, INC. (NEW YORK NY)
NE
10/16/1992 - 08/01/1994
WATERHOUSE SECURITIES, INC. (OMAHA NE)
BC
Issued 04/10/1995
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/14/1992
Series 27 - Financial and Operations Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/27/1995
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
Not sure Richard Feldman is the right advisor for you? Invested Better is here to help.