Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Richard? Claim Your ProfileRichard Berquist is a financial advisor with Private Advisor Group, LLC based in Plymouth, MN. Richard has been working in the financial industry since 1996. Richard is registered to provide investment advice in Minnesota and Texas. Richard is also registered to provide securities services in Arizona, Florida, Illinois, Indiana, Minnesota, Missouri, North Dakota, Ohio, South Carolina, Texas, and Wisconsin. Richard holds FINRA Series 6, 7, 63, 65, and 66 licenses. In addition to working with Private Advisor Group, LLC, Richard also provides investment advisory services through Investors Financial Group, LLC. Richard works with a variety of clients, including individuals, high net worth individuals, corporations, charitable organizations, and pension and profit-sharing plans.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Solicitation/referral
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Solicitor/referral fees
1
2
NJ
03/17/2022 - Present
Private Advisor Group, LLC (MORRISTOWN NJ)
MN
08/07/1996 - 02/10/2014
WADDELL & REED, INC. (PLYMOUTH MN)
CA
01/30/1996 - 08/06/1996
SECURITY FIRST FINANCIAL, INC. (NEWPORT BEACH CA)
BOTH
Issued 05/21/2004
Series 66 - Uniform Combined State Law Examination
IA
Issued 06/21/2001
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 01/15/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/16/2001
Series 7 - General Securities Representative Examination
BC
Issued 01/29/1996
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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