Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Richard? Claim Your ProfileRichard Abramowitz is a financial professional with over 35 years of experience in the securities industry. Richard is currently registered with Samuel A. Ramirez & Company, Inc. Richard has previously been registered with Raymond James & Associates, Inc., First Albany Capital Inc., Donaldson, Lufkin & Jenrette Securities Corporation, E. F. Hutton & Company Inc., Paine Webber Incorporated and Arnhold and S. Bleichroeder, Inc.. Richard holds Series 7, Series 24, and Series 63 licenses and the SIE exam.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
10/01/2019 - Present
Samuel A. Ramirez & Company, Inc. (NEW YORK NY)
NY
08/24/2006 - 10/01/2019
RAYMOND JAMES & ASSOCIATES, INC. (NEW YORK CITY NY)
NY
01/04/1989 - 06/08/2006
FIRST ALBANY CAPITAL INC. (NEW YORK NY)
NA
02/01/1988 - 01/09/1989
DONALDSON, LUFKIN & JENRETTE SECURITIES CORPORATION
NA
10/04/1985 - 02/08/1988
E. F. HUTTON & COMPANY INC
NA
04/15/1985 - 10/03/1985
PAINEWEBBER INCORPORATED
NA
07/13/1983 - 04/29/1985
ARNHOLD AND S. BLEICHROEDER, INC.
BC
Issued 08/07/1986
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/30/2004
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/18/1983
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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