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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Richard? Claim Your ProfileRichard Rosa is an investment advisor representative associated with Verdence Capital Advisors, LLC. Richard is a licensed investment advisor representative in the state of Maryland. Richard has been in the securities industry for more than 20 years. He has experience in various aspects of the industry, including investment management, financial planning, and consulting. Richard's prior experience includes roles at Legg Mason Wood Walker, Incorporated, LM Financial Partners, Inc., W. S. Griffith & Co., Inc., Paine Webber Incorporated and Prudential Securities Incorporated. Richard's professional qualifications include the Series 7, Series 63 and Series 65 licenses. Richard's investment specialties include managing investments for individuals, managing investments for businesses, selecting other advisors, and providing financial planning. Richard has a long history of providing investment advice and is committed to helping his clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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MD
06/26/2017 - Present
Verdence Capital Advisors, LLC (HUNT VALLEY MD)
MD
09/15/2001 - 02/03/2006
LEGG MASON WOOD WALKER, INCORPORATED (BALTIMORE MD)
LA
09/28/2000 - 09/15/2001
LM FINANCIAL PARTNERS, INC. (NEW ORLEANS LA)
CT
01/26/1995 - 12/31/1998
W. S. GRIFFITH & CO., INC. (HARTFORD CT)
NJ
12/20/1993 - 11/14/1994
PAINEWEBBER INCORPORATED (WEEHAWKEN NJ)
NY
10/14/1993 - 12/22/1993
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
IA
Issued 10/27/2015
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/15/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/04/1993
Series 7 - General Securities Representative Examination
Active
Inactive
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