Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Richard? Claim Your ProfileRichard Rodriguez is a financial advisor with over 12 years of experience in the industry. Richard is currently registered with Stratos Wealth Partners, Ltd. Richard holds the Series 66, Series 7, and SIE licenses. Richard also holds the Certified Financial Planner designation. Richard has previously worked with OSAIC WEALTH, INC., MML INVESTORS SERVICES, LLC and MSI FINANCIAL SERVICES, INC. Richard's clients include high-net-worth individuals, corporations or other businesses, individuals other than high-net-worth, charitable organizations, insurance companies, banking or thrift institutions, and pension and profit-sharing plans. Richard offers a variety of financial services, including financial planning, portfolio management for businesses and individuals, pension consulting, selection of other advisors, and educational seminars.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Percentage of assets under management with third party managers
1
2
CA
02/12/2024 - Present
Stratos Wealth Partners, Ltd. (Redwood City CA)
CA
02/12/2021 - 02/15/2024
OSAIC WEALTH, INC. (REDWOOD CITY CA)
CA
03/25/2017 - 01/28/2021
MML INVESTORS SERVICES, LLC (WALNUT CREEK CA)
CA
12/20/2011 - 03/25/2017
MSI FINANCIAL SERVICES, INC. (SAN RAMON CA)
BOTH
Issued 01/30/2012
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/19/2011
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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