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Richard Mamoru Imamura

Cambridge Investment Research Advisors, Inc.

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About Richard Mamoru Imamura

Richard Mamoru Imamura is a financial professional with over 25 years of experience in the industry. Richard is currently registered with Cambridge Investment Research Advisors, Inc. as an Investment Advisor Representative. Richard has previously held positions at Equitable Advisors, LLC, Cambridge Investment Research, Inc., VALIC Financial Advisors, Inc., The Variable Annuity Marketing Company, and NYLIFE Securities Inc. Richard has a broad range of experience working with individual and institutional clients. Richard is committed to providing his clients with comprehensive financial planning and investment management services.

Firm Information

Richard Imamura is currently registered with Cambridge Investment Research Advisors, Inc.. Cambridge Investment Research Advisors, Inc. is an investment advisor with over 3,000 licensed agents and registered representatives. Based in Fairfield, Iowa, the firm provides a range of advisory services including financial planning, pension consulting, educational seminars, and market timing services. Their client base encompasses high-net-worth individuals, individuals other than high-net-worth, pension and profit-sharing plans, and state or municipal government entities. The firm manages approximately $87.37 billion in assets under management.
Cambridge Investment Research Advisors, Inc.

1776 PLEASANT PLAIN RD.

FAIRFIELD, IA 52556-8757

$87.37B

Assets Under Management

71,763

Total Clients

3,513

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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educational seminars & workshops

Seminars designed to boost your financial literacy and investment knowledge.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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commissions

Earned based on transactions or products sold.

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percentage of assets

A percentage of the total value of assets under management is charged.

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other

Solicitation fees from 3rd party money managers

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Richard Imamura’s Registration & Firm History

CA

05/22/2023 - Present

Cambridge Investment Research Advisors, Inc. (Fresno CA)

CA

07/31/2018 - 06/05/2023

EQUITABLE ADVISORS, LLC (FRESNO CA)

CA

02/11/2014 - 08/08/2018

CAMBRIDGE INVESTMENT RESEARCH, INC. (FRESNO CA)

CA

02/20/2001 - 02/13/2014

VALIC FINANCIAL ADVISORS, INC. (FRESNO CA)

TX

02/20/2001 - 12/31/2001

THE VARIABLE ANNUITY MARKETING COMPANY (HOUSTON TX)

NY

03/19/1998 - 03/07/2001

NYLIFE SECURITIES INC. (NEW YORK NY)

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Licenses & Designations

IA

Issued 06/08/2001

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 02/11/1998

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 03/16/1998

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There is public disclosure for Richard Mamoru Imamura. Review regulatory record here.
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