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Richard M Singh

R. Seelaus & CO., LLC

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About Richard M Singh

Richard M. Singh is a financial advisor with over 23 years of experience in the industry. Richard is currently registered with R. Seelaus & Co., LLC and has been with the firm since November 6, 2023. Richard is a licensed General Securities Principal and is currently licensed to operate in 12 states. Prior to joining R. Seelaus & Co., LLC, Richard was employed by J.P. Morgan Securities LLC and J.P. Morgan Securities Inc. Richard holds a Series 3, 7, 10, 24, and 63 licenses and has passed the SIE exam.

Firm Information

Richard Singh is currently registered with R. Seelaus & CO., LLC. R. Seelaus & CO., LLC is a Limited Liability Company formed on June 27, 2018, and is registered in 48 states and with the SEC.

Not reported

Assets Under Management

Not reported

Total Clients

41

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Richard Singh’s Registration & Firm History

NJ

11/06/2023 - Present

R. Seelaus & CO., LLC (Chatham NJ)

NY

10/01/2008 - 05/12/2023

J.P. MORGAN SECURITIES LLC (NEW YORK NY)

NY

05/01/2001 - 10/01/2008

J.P. MORGAN SECURITIES INC. (NEW YORK NY)

NY

02/04/2002 - 02/04/2002

BNY CAPITAL MARKETS INC. (NEW YORK NY)

NY

12/15/1999 - 05/01/2001

J.P. MORGAN SECURITIES INC. (NEW YORK NY)

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Licenses & Designations

BC

Issued 03/02/2000

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/02/2023

Series 10 - General Securities Sales Supervisor - General Module Examination

BC

Issued 04/18/2011

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 01/29/2013

Series 3 - National Commodity Futures Examination

BC

Issued 12/14/1999

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Richard M Singh.
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