Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Richard? Claim Your ProfileRichard Rubenstein is an investment advisor representative at Park Avenue Securities LLC. Richard has been in the financial services industry since March 18, 1999. Richard is registered with FINRA and has a Series 6, 7, 63 and 65 licenses. Richard is also registered to provide investment advice in Connecticut, Florida, Georgia, Massachusetts, Mississippi, New Hampshire, New Jersey, New York, Ohio and South Carolina. Richard's experience includes working with high-net-worth individuals, corporations, and other businesses. Richard provides financial planning, educational seminars, and selection of other advisers. Richard is also involved in various charitable organizations, including serving as chairman of the National Board of Directors for Cure SMA.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
NY
01/19/2021 - Present
Park Avenue Securities LLC (RYE BROOK NY)
NY
03/19/1999 - 05/03/1999
GUARDIAN INVESTOR SERVICES CORPORATION (NEW YORK NY)
IA
Issued 11/11/2005
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 03/02/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/24/2001
Series 7 - General Securities Representative Examination
BC
Issued 03/18/1999
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
Not sure Richard Rubenstein is the right advisor for you? Invested Better is here to help.
