Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Richard? Claim Your ProfileRichard Martin is a financial advisor with over 19 years of experience in the industry. Richard is currently registered with Raymond James Financial Services Advisors, Inc., where he has been employed since June 2009. Richard is also a Vice President at Pentas Wealth Management, a support company he has been involved with since May 2016. Prior to that, Richard worked at SunTrust Investment Services, Inc. from November 2005 to May 2009 and Merrill Lynch, Pierce, Fenner & Smith Incorporated from March 2004 to November 2005. Richard holds Series 7, 26 and 66 licenses and specializes in working with individuals, high-net-worth individuals, corporations or other businesses, insurance companies, charitable organizations, pension and profit-sharing plans, and banking or thrift institutions.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Hourly & fixed rate consultations
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Per participant (erisa)
1
2
GA
06/10/2009 - Present
Raymond James Financial Services Advisors, Inc. (ALBANY GA)
GA
11/16/2005 - 05/28/2009
SUNTRUST INVESTMENT SERVICES, INC. (LEESBURG GA)
NY
03/17/2004 - 11/04/2005
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
BOTH
Issued 04/12/2004
Series 66 - Uniform Combined State Law Examination
BC
Issued 04/12/2006
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/16/2004
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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