Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Richard? Claim Your ProfileRichard Holmes is a financial advisor with Cetera Investment Advisers LLC. Richard has been in the financial services industry since 2001 and has a wide range of experience in the field. Richard holds a Series 7, Series 6 and SIE license. He is registered with the state of Ohio and Texas. Cetera Investment Advisers LLC is a national firm with offices across the country. The firm provides a variety of financial services to individuals, families, and businesses. Richard is dedicated to providing his clients with personalized financial advice and guidance.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
OH
06/29/2023 - Present
Cetera Investment Advisers LLC (TOLEDO OH)
OH
02/09/2009 - 06/09/2021
VOYA FINANCIAL ADVISORS, INC. (TOLEDO OH)
OH
08/27/2001 - 02/13/2009
WALNUT STREET SECURITIES, INC. (TOLEDO OH)
BC
Issued 10/19/2001
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/29/2004
Series 7 - General Securities Representative Examination
BC
Issued 08/24/2001
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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