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Richard M Holland

Fidelity Brokerage Services LLC

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About Richard M Holland

Richard Holland has been in the financial services industry since June 7, 2007. He is currently registered with Fidelity Brokerage Services LLC. Prior to his current role, Richard was employed by Fidelity Investments Institutional Services Company, Inc. Richard has a strong track record of success, and is committed to providing his clients with the highest level of service and expertise.

Firm Information

Richard Holland is currently registered with Fidelity Brokerage Services LLC. Fidelity Brokerage Services LLC is a Limited Liability Company formed on June 8, 2000. The firm is registered in 53 states and is approved by the SEC.

Not reported

Assets Under Management

Not reported

Total Clients

6,116

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Richard Holland’s Registration & Firm History

RI

01/01/2008 - Present

Fidelity Brokerage Services LLC (SMITHFIELD RI)

MA

06/08/2007 - 01/01/2008

FIDELITY INVESTMENTS INSTITUTIONAL SERVICES COMPANY, INC. (MARLBOROUGH MA)

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Licenses & Designations

BC

Issued 08/18/2007

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/24/2023

Series 26 - Investment Company Products/Variable Contracts Principal Examination

BC

Issued 06/09/2022

Series 7TO - General Securities Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 06/07/2007

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

New York Stock Exchange

Disclosures

There are no public disclosures for Richard M Holland.
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