Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Richard? Claim Your ProfileRichard Lynn Barnes is a financial advisor with over 35 years of experience in the industry. Richard is currently registered with Hilltop Securities Inc. Richard has a strong track record of providing financial advice to individuals, businesses, and charitable organizations. Richard offers a variety of financial services, including financial planning, investment management, and educational seminars. Richard specializes in providing investment advice to high net worth individuals and corporations.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
12b-1 fees
1
2
MN
09/13/2021 - Present
Hilltop Securities Inc. (St. Paul MN)
MN
11/06/2009 - 08/31/2021
WELLS FARGO SECURITIES, LLC (MINNEAPOLIS MN)
MN
03/24/1988 - 11/06/2009
WELLS FARGO BROKERAGE SERVICES, L.L.C. (MINNEAPOLIS MN)
MN
07/23/1986 - 04/05/1988
CRONIN & CO., INC. (MINNEAPOLIS MN)
BC
Issued 06/27/1986
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/19/1986
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Richard Barnes is the right advisor for you? Invested Better is here to help.
