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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Richard? Claim Your ProfileRichard Lyle Davis is a financial advisor with over 25 years of experience in the industry. Richard Davis is currently registered with LPL Financial LLC, which is a large broker-dealer with over $500 billion in assets under management. Previously, Richard Davis was with Waddell & Reed, Inc., and has experience in providing various financial services such as portfolio management, financial planning, and investment advisory services for individuals and businesses. Richard Davis is also a Certified Financial Planner, demonstrating his commitment to professional development. Richard Davis is registered to provide investment advisory services in Iowa and Texas.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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IA
07/21/2021 - Present
LPL Financial LLC (WEST DES MOINES IA)
IA
10/16/1995 - 07/21/2021
WADDELL & REED (WEST DES MOINES IA)
IA
Issued 08/27/1998
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 09/27/1995
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/02/2007
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/24/2002
Series 7 - General Securities Representative Examination
BC
Issued 09/15/1995
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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