Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Richard? Claim Your ProfileRichard Luna is a financial professional with over two years of experience in the industry. Richard is currently registered with Tripletree, LLC, a firm that provides investment banking services. Richard holds the Series 63, Series 79TO, and SIE licenses. Richard was previously registered with BROWN, GIBBONS, LANG & COMPANY SECURITIES, LLC. Richard is currently licensed in Minnesota and New York.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
07/23/2024 - Present
Tripletree, LLC (New York NY)
IL
05/13/2022 - 06/19/2024
BROWN, GIBBONS, LANG & COMPANY SECURITIES, LLC (CHICAGO IL)
BC
Issued 04/27/2022
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/13/2022
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 01/04/2022
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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