Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Richard? Claim Your ProfileRichard Luigi Shaw is a financial advisor in Brooksville, FL, with over 20 years of experience in the financial services industry. Richard has been with Edward Jones since March 2015, and is a registered representative with FINRA and the state of Florida. Previously, Richard worked with Allstate Financial Services, LLC and Berthe, Fisher & Company Financial Services, Inc. Richard holds the Series 6, 7 and 66 securities licenses, as well as the SIE exam. Richard specializes in providing financial advice to individuals, families, businesses and retirement plans. Richard and Edward Jones offer a wide range of financial services, including investment management, financial planning, retirement planning, and college savings.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
FL
01/23/2019 - Present
Edward Jones (BROOKSVILLE FL)
FL
09/13/2004 - 02/02/2015
ALLSTATE FINANCIAL SERVICES, LLC (INVERNESS FL)
IA
10/01/2003 - 09/10/2004
BERTHEL, FISHER & COMPANY FINANCIAL SERVICES, INC. (CEDAR RAPIDS IA)
BOTH
Issued 05/26/2015
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/07/2015
Series 7 - General Securities Representative Examination
BC
Issued 09/29/2003
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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