Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Richard? Claim Your ProfileRichard Louria Blum is a financial professional with over 30 years of experience in the industry. Richard is currently registered with Kenmar Securities, LLC and holds a Series 3, Series 7, and Series 63 licenses, along with the SIE exam. Richard also holds registrations in multiple states including Connecticut, Illinois, Massachusetts, New Jersey, New York, and Texas. Prior to joining Kenmar Securities, LLC, Richard held positions at Ladenburg, Thalmann & Co., Inc. and Cowen & Co..
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
03/12/2015 - Present
Kenmar Securities, LLC (New York NY)
NA
05/07/1993 - 09/15/1993
LADENBURG, THALMANN & CO., INC.
NA
12/20/1984 - 05/17/1991
COWEN & CO.
BC
Issued 04/20/2015
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/02/2015
Series 3 - National Commodity Futures Examination
BC
Issued 02/18/2015
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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