Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Richard? Claim Your ProfileRichard Louis Shaughnessy is a financial advisor at LPL Financial LLC and has been in the financial services industry since March 11, 2008. Richard Shaughnessy is registered to provide investment advice in 8 states and is licensed to provide securities advice in 10 states. Richard Shaughnessy is also registered with FINRA as a Registered Representative. Richard Shaughnessy has experience with Ameriprise Financial Services, Inc., Park Avenue Securities LLC, and UBS Financial Services Inc. Richard Shaughnessy holds the Series 7 and Series 66 licenses and the SIE exam.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NJ
02/22/2019 - Present
LPL Financial LLC (WALL TOWNSHIP NJ)
NJ
07/18/2014 - 03/08/2019
AMERIPRISE FINANCIAL SERVICES, INC. (Wall Township NJ)
NJ
10/17/2013 - 08/08/2014
PARK AVENUE SECURITIES LLC (MANASQUAN NJ)
NJ
02/29/2008 - 10/04/2013
UBS FINANCIAL SERVICES INC. (WEEHAWKEN NJ)
BOTH
Issued 06/23/2008
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/27/2008
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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