Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Richard? Claim Your ProfileRichard Louis Romero is a financial professional with over 28 years of experience in the industry. Richard is currently registered with PFS Investments Inc. and has been with the firm since January 2010. Prior to that, Richard worked with PFS INVESTMENTS INC. from 1997 to 2009. Richard holds the Series 6, Series 63, and SIE licenses and has been active in the financial industry since June 1991.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
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TX
01/19/2010 - Present
PFS Investments Inc. (SAN MARCOS TX)
TX
01/27/1997 - 12/31/2009
PFS INVESTMENTS INC. (SAN MARCOS TX)
GA
05/01/1991 - 12/31/1996
PFS INVESTMENTS INC. (DULUTH GA)
BC
Issued 02/22/1991
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/29/1991
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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