Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Richard? Claim Your ProfileRichard Louis Puccio is a registered representative with Lazard Freres & Co. LLC in New York, New York. Richard has been in the industry since February 17, 2002 and has held previous positions at FM Partners Holdings LLC, Lazard Freres & Co. LLC, and Dresdner Kleinwort Wasserstein, Inc.. Richard holds the Series 79TO, SIE and Series 7 licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
01/23/2015 - Present
Lazard Freres & Co. LLC (NEW YORK NY)
NY
06/23/2011 - 01/21/2015
FM PARTNERS HOLDINGS LLC (NEW YORK NY)
NY
03/29/2004 - 06/22/2011
LAZARD FRERES & CO. LLC (NEW YORK NY)
NY
08/23/2000 - 10/03/2002
DRESDNER KLEINWORT WASSERSTEIN, INC. (NEW YORK NY)
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/22/2000
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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