Unclaimed
Richard Galzarano is a financial professional with over 15 years of experience in the financial services industry. Richard currently works at Hornor, Townsend & Kent, LLC, where he is registered as a Registered Representative and Investment Advisor Representative. Previously, Richard was employed at PRUCO SECURITIES, LLC. He holds a variety of licenses and registrations including Series 6, 7, 26, 63 and 65. Richard has experience working with individuals, high-net-worth individuals, corporations, businesses, charitable organizations, and pension and profit-sharing plans. Richard is committed to providing his clients with personalized financial advice and guidance to help them achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Trail commissions, distribution assistance fees
1
2
OH
04/02/2014 - Present
Hornor, Townsend & Kent, LLC (COLUMBUS OH)
OH
10/13/2008 - 02/12/2014
PRUCO SECURITIES, LLC. (MAYFIELD HEIGHTS OH)
BC
Issued 11/21/2008
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 10/24/2008
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 02/04/2012
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/09/2017
Series 7 - General Securities Representative Examination
BC
Issued 10/11/2008
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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