Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Richard? Claim Your ProfileRichard Friend is a financial advisor who has been in the industry since 1987. Richard is registered with the Securities and Exchange Commission (SEC) and holds the Series 6, 7, and 63 securities licenses, as well as the Series 65 investment advisor license. Richard currently works at Osaic Wealth, Inc. Prior to joining Osaic Wealth, Richard worked at Securities America, Inc. and Investcorp, Inc. Richard is a Certified Financial Planner (CFP) and a Chartered Financial Consultant (ChFC). Richard specializes in providing financial advice and managing investments for individuals, businesses, and charitable organizations.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
TX
06/14/2024 - Present
Osaic Wealth, Inc. (FORT WORTH TX)
TX
07/17/2020 - 06/14/2024
SECURITIES AMERICA, INC. (FORT WORTH TX)
CA
05/04/2012 - 07/17/2020
INVESTACORP, INC. (MANHATTAN BEACH CA)
CA
07/17/1987 - 04/27/2012
METLIFE SECURITIES INC. (LOS ANGELES CA)
CA
07/17/1987 - 07/09/2007
METROPOLITAN LIFE INSURANCE COMPANY (LOS ANGELES CA)
IA
Issued 07/01/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 03/27/1992
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/30/1992
Series 7 - General Securities Representative Examination
BC
Issued 07/16/1987
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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