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Richard Louis D'arminio

Chelsea Financial Services

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About Richard Louis D'arminio

Richard Louis D'arminio is a financial professional with over 35 years of experience in the securities industry. Richard has worked with clients in various roles at several firms, including American General Securities Incorporated, Hornor, Townsend & Kent, Inc., First Colonial Securities Group, Inc., First Montauk Securities Corp., CADARET, GRANT & CO., INC., GUARDIAN INVESTOR SERVICES CORPORATION, PENN MUTUAL EQUITY SERVICES, INC., Allstate Financial Services, LLC, Next Financial Group, Inc., American Portfolios Financial Services, Inc., Newbridge Securities Corporation, and currently at Chelsea Financial Services. Richard holds the Series 6 and Series 63 licenses.

Firm Information

Richard D'arminio is currently registered with Chelsea Financial Services. Chelsea Financial Services is a corporation formed on May 5, 1999. The firm is registered in all 50 states and the District of Columbia, as well as with the SEC.

Not reported

Assets Under Management

Not reported

Total Clients

39

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Richard D'arminio’s Registration & Firm History

NY

09/28/2023 - Present

Chelsea Financial Services (STATEN ISLAND NY)

NJ

09/09/2022 - 10/05/2023

NEWBRIDGE SECURITIES CORPORATION (BEIELLE NJ)

NJ

09/18/2017 - 09/08/2022

AMERICAN PORTFOLIOS FINANCIAL SERVICES, INC. (Brielle NJ)

NJ

02/24/2016 - 09/01/2017

NEXT FINANCIAL GROUP, INC. (ORADELL NJ)

NJ

03/19/2003 - 02/01/2016

ALLSTATE FINANCIAL SERVICES, LLC (RAMSEY NJ)

AZ

02/14/2000 - 12/31/2002

AMERICAN GENERAL SECURITIES INCORPORATED (PHOENIX AZ)

AZ

09/02/1998 - 12/31/1999

AMERICAN GENERAL SECURITIES INCORPORATED (PHOENIX AZ)

PA

01/23/1997 - 09/03/1998

HORNOR, TOWNSEND & KENT, INC. (HORSHAM PA)

FL

02/07/1994 - 01/23/1995

FIRST COLONIAL SECURITIES GROUP, INC. (BOCA RATON FL)

NJ

09/12/1992 - 10/13/1993

FIRST MONTAUK SECURITIES CORP. (RED BANK NJ)

NY

04/14/1992 - 08/10/1992

CADARET, GRANT & CO., INC. (SYRACUSE NY)

NY

04/26/1990 - 04/15/1992

GUARDIAN INVESTOR SERVICES CORPORATION (NEW YORK NY)

PA

03/18/1985 - 12/19/1989

PENN MUTUAL EQUITY SERVICES, INC. (HORSHAM PA)

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Licenses & Designations

BC

Issued 06/16/1986

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 03/15/1985

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There is public disclosure for Richard Louis D'arminio. Review regulatory record here.
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