Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Richard? Claim Your ProfileRichard Logan Best is a financial professional with over 10 years of experience in the industry. Richard is currently registered with HRT Financial LP in New York, NY. Prior to his current role, Richard was employed at Boerboel Capital LLC in Chicago, IL, INTL FCStone Financial Inc. in Winter Park, FL, and Newedge USA, LLC in New York, NY. Richard holds a variety of licenses including Series 3, 7, 55, 57TO, and 63. Richard also holds the Series 30 Principal Exam.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
12/11/2020 - Present
HRT Financial LP (New York NY)
IL
08/14/2018 - 06/24/2020
BOERBOEL CAPITAL LLC (CHICAGO IL)
FL
09/12/2012 - 10/09/2017
INTL FCSTONE FINANCIAL INC. (WINTER PARK FL)
NY
07/13/2011 - 07/16/2012
NEWEDGE USA, LLC (NEW YORK NY)
BC
Issued 07/26/2011
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/26/2014
Series 30 - NFA Branch Manager Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/20/2012
Series 3 - National Commodity Futures Examination
BC
Issued 10/03/2011
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 07/11/2011
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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