linkedInfacebook
For AdvisorsLog InContact Us
Invested Better
Unclaimed

Unclaimed

Unclaimed

Richard Lloyd Hillson

Third Seven Capital LLC

Use our Financial Advisor Match Tool to find your ideal match.
UnclaimedThis information is unverified and unclaimed information. Are you Richard? Claim Your Profile

About Richard Lloyd Hillson

Richard Lloyd Hillson is a financial professional with over 12 years of experience in the industry. Richard has a broad range of experience, having previously worked at Allied Beacon Partners, Inc. and Intermerchant Securities LLC. Richard is currently registered with Third Seven Capital LLC as a broker-dealer and investment advisor representative. Richard holds a variety of licenses and certifications, including the Series 63, Series 65, Series 14, Series 24, Series 79TO, Series 99TO, Series 17, and the SIE. Richard is registered in 15 states, including California, Connecticut, Florida, Indiana, Maryland, Massachusetts, Nevada, New Jersey, New York, North Carolina, Ohio, Pennsylvania, South Dakota, Virginia, and Washington.

Firm Information

Richard Hillson is currently registered with Third Seven Capital LLC. Third Seven Capital LLC is a Limited Liability Company formed on July 6, 2011, with a status of Approved. The firm is registered in all 50 states and the District of Columbia, as well as Puerto Rico and the Virgin Islands. Third Seven Capital LLC has also been approved for SEC registration.

Not reported

Assets Under Management

Not reported

Total Clients

34

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

Find Your Ideal Financial Advisor

1

Finding a financial advisor doesn’t have to be complicated. InvestedBetter’s free tool connects you with advisors who serve your area and fit your financial needs in just 5 minutes.

2

Your matches with an Advisor based on their qualifications and skills to help you achieve your financial goals. Get on the path to financial success today.

Richard Hillson’s Registration & Firm History

NY

03/25/2013 - Present

Third Seven Capital LLC (NEW YORK NY)

VA

09/27/2011 - 05/16/2012

ALLIED BEACON PARTNERS, INC. (RICHMOND VA)

NY

07/02/2009 - 07/08/2011

INTERMERCHANT SECURITIES LLC (NEW YORK NY)

Not sure if Richard Lloyd Hillson is right for you?

Licenses & Designations

BC

Issued 08/04/2015

Series 63 - Uniform Securities Agent State Law Examination

IA

Issued 10/15/2014

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 01/02/2023

Series 14 - Compliance Officer Examination

BC

Issued 05/31/2012

Series 24 - General Securities Principal Examination

BC

Issued 01/02/2023

Series 79TO - Investment Banking Registered Representative Examination

BC

Issued 01/02/2023

Series 99TO - Operations Professional Examination

BC

Issued 01/02/2023

Series 17 - Limited Registered Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Richard Lloyd Hillson.
Not sure if Richard Lloyd Hillson is right for you?