Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Richard? Claim Your ProfileRichard Lipman is a financial advisor with Neuberger Berman BD LLC. Richard has been in the industry since 2017. Richard holds a Series 65, Series 3, Series 7, and Series 24 licenses. Richard is registered with the state of New York. Prior to joining Neuberger Berman BD LLC, Richard worked at AQR Investments, LLC and ALPS Distributors, INC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
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Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
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2
NY
08/17/2022 - Present
Neuberger Berman BD LLC (NEW YORK NY)
CT
01/03/2019 - 07/19/2022
AQR INVESTMENTS, LLC (Greenwich CT)
CT
09/11/2018 - 12/31/2018
ALPS DISTRIBUTORS, INC. (GREENWICH CT)
CT
10/15/2014 - 06/14/2016
ALPS DISTRIBUTORS, INC. (GREENWICH CT)
IA
Issued 08/15/2022
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 09/05/2018
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/22/2021
Series 24 - General Securities Principal Examination
BC
Issued 12/17/2018
Series 3 - National Commodity Futures Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/15/2014
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq ISE, LLC
N
Nasdaq Stock Market
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