Unclaimed
Richard Weaver is a financial advisor with over 40 years of experience in the industry. Richard is currently registered with AllianceBernstein LP and has a strong track record of success in providing investment advice to a wide range of clients. Prior to joining AllianceBernstein LP, Richard worked at Wachovia Securities, LLC and Prudential Securities Incorporated. Richard is licensed to offer securities and investment advice in multiple states across the United States.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
1
2
NY
08/22/2015 - Present
Alliancebernstein LP (NEW YORK NY)
MO
07/01/2003 - 12/31/2003
WACHOVIA SECURITIES, LLC (ST. LOUIS MO)
NY
11/23/1979 - 07/01/2003
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
IA
Issued 05/27/2022
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 06/29/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/06/2017
Series 4 - Registered Options Principal Examination
BC
Issued 08/24/2000
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 08/24/2000
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/17/1979
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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