Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Richard? Claim Your ProfileRichard Light Showalter is a financial professional with over 27 years of experience in the industry. Richard is registered with Northwestern Mutual Investment Services, LLC and has held licenses with Robert W. Baird & Co. Incorporated. Richard's experience includes holding Series 6, SIE, and Series 63 licenses. Richard is currently licensed in Georgia, North Carolina, Ohio, Pennsylvania, South Carolina, Virginia and West Virginia. Richard's focus is providing investment advice to individuals, businesses, and insurance companies.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Investment research; referrals to other advisers
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Referral fees
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2
WV
01/17/1996 - Present
Northwestern Mutual Investment Services, LLC (Beckley WV)
WI
01/27/1998 - 01/01/2002
ROBERT W. BAIRD & CO. INCORPORATED (MILWAUKEE WI)
BC
Issued 05/19/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/15/1996
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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