Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Richard? Claim Your ProfileRichard Shearer is a financial professional with over 25 years of experience in the financial services industry. Richard currently works at Realta Equities, Inc. in Wilmington, Delaware. Richard has held previous positions at Hines Securities, Inc., Symetra Investment Services, Inc., Sun Life Financial Distributors, Inc., JPMorgan Distribution Services, Inc., AIM Distributors, Inc., and Robert W. Baird & Co. Incorporated. Richard is registered in Alabama, Florida, Georgia, Mississippi, North Carolina, South Carolina, and Tennessee. Richard has passed the Series 6, 7, 63, 65, 26 and SIE exams.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
DE
08/12/2024 - Present
Realta Equities, Inc. (WILMINGTON DE)
TX
11/28/2012 - 04/25/2023
HINES SECURITIES, INC. (HOUSTON TX)
WA
04/25/2012 - 11/13/2012
SYMETRA INVESTMENT SERVICES, INC. (BELLEVUE WA)
MA
04/06/2009 - 12/31/2011
SUN LIFE FINANCIAL DISTRIBUTORS, INC. (WELLESLEY HILLS MA)
OH
05/21/2007 - 04/01/2009
JPMORGAN DISTRIBUTION SERVICES, INC. (COLUMBUS OH)
CA
12/10/1997 - 04/11/2007
A I M DISTRIBUTORS, INC. (LA QUINTA CA)
WI
10/04/1996 - 10/31/1997
NORTHWESTERN MUTUAL INVESTMENT SERVICES, INC. (MILWAUKEE WI)
WI
10/04/1996 - 10/31/1997
ROBERT W. BAIRD & CO. INCORPORATED (MILWAUKEE WI)
IA
Issued 01/18/2002
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/09/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/17/2000
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 08/12/2024
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/12/2005
Series 7 - General Securities Representative Examination
BC
Issued 10/03/1996
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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