Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Richard? Claim Your ProfileRichard Hollmann is a financial advisor at New Edge Wealth. Richard has been in the industry since 1993. Richard holds the Series 6, 7, 24, 63, and 66 licenses. Richard has worked at UBS Financial Services Inc., Barclays Capital Inc., Lehman Brothers Inc., and Morgan Stanley & Co., Incorporated. Richard is registered in 53 states and the District of Columbia. Richard specializes in working with high-net-worth individuals, insurance companies, charitable organizations, and pension and profit-sharing plans.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CT
09/08/2021 - Present
NEW Edge Wealth (STAMFORD CT)
NJ
10/27/2008 - 09/27/2021
UBS FINANCIAL SERVICES INC. (WEEHAWKEN NJ)
NY
09/22/2008 - 11/05/2008
BARCLAYS CAPITAL INC. (NEW YORK NY)
NY
04/01/2004 - 09/22/2008
LEHMAN BROTHERS INC. (NEW YORK NY)
NY
06/22/1993 - 03/29/2004
MORGAN STANLEY & CO., INCORPORATED (NEW YORK NY)
BOTH
Issued 07/16/2007
Series 66 - Uniform Combined State Law Examination
BC
Issued 03/01/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/12/2007
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/03/1995
Series 7 - General Securities Representative Examination
BC
Issued 02/20/1993
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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