Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Richard? Claim Your ProfileRichard Lewis Holland is a financial advisor currently registered with NFP Retirement Inc. in Aliso Viejo, CA. Richard Holland has been a registered investment advisor since 1991. Before joining NFP Retirement Inc., Richard worked with AFS Advisors, LLC in Suwanee, GA. Richard has Series 63, 65, 66 and 7 licenses and has worked for several firms including Hartford Securities Distribution Company, Inc., GPC Securities, Inc., Paine Webber Incorporated and Kidder, Peabody & Co. Incorporated. Richard Holland's specializations include financial planning, pension consulting, and selection of other advisors. Richard Holland also serves as a Trustee for several family trusts and is a board member of Dunwoody (GA) Police Foundation.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Research reports on 401(k) plans / diligence on investment lineups
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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CA
02/15/2024 - Present
NFP Retirement Inc. (ALISO VIEJO CA)
GA
04/18/2008 - 02/08/2012
HARTFORD SECURITIES DISTRIBUTION COMPANY, INC. (ATLANTA GA)
GA
05/14/1999 - 04/02/2008
GPC SECURITIES, INC. (ATLANTA GA)
NJ
01/28/1995 - 08/09/1996
PAINEWEBBER INCORPORATED (WEEHAWKEN NJ)
NY
04/21/1987 - 01/28/1995
KIDDER, PEABODY & CO. INCORPORATED (NEW YORK NY)
BOTH
Issued 11/30/1999
Series 66 - Uniform Combined State Law Examination
IA
Issued 12/26/1991
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 04/23/1987
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/21/2007
Series 7 - General Securities Representative Examination
Active
Inactive
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