Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Richard? Claim Your ProfileRichard Anderson is a financial advisor with Commonwealth Financial Network. Richard has been in the financial industry since February 6, 1975. Richard is registered with FINRA and the state of Massachusetts. Richard has a Series 7, Series 63, Series 66, and SIE license. Richard also has a PC license, and a Series 1 license. Richard is registered with the states of Arizona, California, Connecticut, District of Columbia, Florida, Maine, Massachusetts, New Hampshire, New Mexico, New York, Ohio, Pennsylvania, and Virginia. Richard provides financial planning, pension consulting, educational seminars, publication of periodicals, selection of other advisers, portfolio management for businesses, and portfolio management for individuals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
MA
03/24/2020 - Present
Commonwealth Financial Network (SALEM MA)
GA
09/06/1989 - 12/31/1999
ADVANTAGE CAPITAL CORPORATION (ATLANTA GA)
NJ
12/10/1993 - 01/31/1994
PRUCO SECURITIES CORPORATION (NEWARK NJ)
NA
06/11/1976 - 12/10/1993
THE PRUDENTIAL INSURANCE COMPANY OF AMERICA
NY
04/11/1988 - 09/23/1989
SHEARSON LEHMAN HUTTON INC. (NEW YORK NY)
NA
11/28/1983 - 04/11/1988
E. F. HUTTON & COMPANY INC
NA
02/05/1982 - 12/15/1983
PRUCO SECURITIES CORPORATION
NA
08/20/1974 - 12/24/1975
MUTUAL OF OMAHA FUND MANAGEMENT COMPANY
BOTH
Issued 03/09/2020
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/27/1982
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/28/1982
PC - AMEX Put and Call Exam
BC
Issued 08/14/1974
Series 1 - Registered Representative Examination
Active
Inactive
F
FINRA
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