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Richard Lester Watkins

Susquehanna Financial Group, Lllp

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About Richard Lester Watkins

Richard Lester Watkins is a securities professional with over 17 years of experience in the financial services industry. Richard Watkins has a strong background in trading and investment banking, having worked for prominent firms such as Citigroup Global Markets Inc., Trinity Derivatives Group, LLC, Piper Jaffray & Co., and Merrill Lynch. Richard Watkins is currently registered with Susquehanna Financial Group, Lllp and holds a Series 7, Series 55, Series 24, Series 57TO, and Series 63 license. Richard Watkins has a proven track record of success in the industry and is committed to providing his clients with the highest level of service and expertise.

Firm Information

Richard Watkins is currently registered with Susquehanna Financial Group, Lllp. Susquehanna Financial Group, Lllp is a firm registered in all 50 states and the District of Columbia, as well as with the SEC. It was formed on July 25, 2002, and is classified as an "Other Types of Legal Formation".

Not reported

Assets Under Management

Not reported

Total Clients

128

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Richard Watkins’s Registration & Firm History

NY

08/10/2017 - Present

Susquehanna Financial Group, Lllp (NEW YORK NY)

NY

03/09/2010 - 06/15/2017

CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)

NY

04/01/2009 - 11/02/2009

TRINITY DERIVATIVES GROUP, LLC (NEW YORK NY)

NY

05/05/2008 - 01/21/2009

PIPER JAFFRAY & CO. (NEW YORK NY)

NY

06/21/2005 - 05/07/2008

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)

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Licenses & Designations

BC

Issued 07/12/2005

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/31/2014

Series 24 - General Securities Principal Examination

BC

Issued 01/02/2023

Series 57TO - Securities Trader Exam

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 05/14/2008

Series 55 - Limited Representative-Equity Trader Exam

BC

Issued 06/20/2005

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

C

Cboe BYX Exchange, Inc.

C

Cboe BZX Exchange, Inc.

C

Cboe EDGA Exchange, Inc.

C

Cboe EDGX Exchange, Inc.

F

FINRA

I

Investors' Exchange LLC

N

NYSE Arca, Inc.

N

Nasdaq BX, Inc.

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Richard Lester Watkins.
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